MSH Capital Advisors LLC has developed a Business Continuity Plan on how we will respond to events that could significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information in regard to our Business Continuity Plan.
Please review our Privacy Policy for information on how we collect, share, and protect your personal information. If you would like to discuss limitations on sharing your personal information, please contact the MSHCA Compliance Department: (480) 563-2021 or compliance@mshcapitaladvisors.com.
The MSH Capital Advisors LLC policy establishes procedures for the receipt, review, and retention of complaints relating to illegal activity(ies) and/or violations of MSH Capital Advisors LLC's (“the Firm”) written policies and procedures, including the Code of Ethics. The Firm is committed to complying with all applicable accounting standards, accounting controls, and audit practices. While the Firm does not encourage frivolous complaints, the Firm does expect its officers, Associated Persons (“AP”), and agents to report any irregularities and other suspected wrongdoing regarding questionable accounting, auditing, operational, compliance or personal conduct matters. It is the Firm’s policy that its APs may submit complaints of such information on a confidential and anonymous basis without fear of dismissal or retaliation of any kind. This policy applies only to reports concerning violations.
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MSH Capital Advisors LLC (MSHCA) is a registered investment adviser with the U.S. Securities and Exchange Commission (SEC). Securities are offered through M.S. Howells & Co., an affiliate registered broker-dealer and member firm of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). Insurance services offered through MS Insentra LLC, an affiliate Insurance Marketing Organization. The home office for all firms listed above is 23350 N. Pima Rd., Scottsdale, AZ 85255 and the main phone number is (480) 563-2000.
MSHCA and its registered representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which MSHCA maintains clients. MSHCA may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.
This website is for informational purposes only. It is intended to be an overview and is subject to change. MSHCA is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting, or tax advice. No client or prospective client should assume that any information provided serves as the receipt of, or a substitute for, personalized advice from MSHCA, its registered representatives, or from any other investment professional.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to MSHCA’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from MSHCA, its registered representatives, or from any other investment professional.
MSHCA does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third-party, whether linked to MSHCA’s website or incorporated herein, and takes no responsibility, therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Third-party vendors and their employees are not affiliated with or an employee of MSHCA.
Accordingly, the publication of MSHCA’s website should not be construed by any consumer and/or prospective client as MSHCA’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by MSHCA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of MSHCA, please contact the SEC or the state securities regulators for those states in which MSHCA maintains a notice filing. A copy of MSHCA’s current written disclosure statement discussing MSHCA’s business operations, services, and fees is available from MSHCA upon written request.
MSHCA does not and cannot guarantee uninterrupted, continuous, and secure access to its website. We reserve the right to restrict or terminate your access to the website or any feature or part thereof at any time and for any reason. We also reserve the right to temporarily suspend or permanently terminate any service, tool or feature contained in this website at any time and for any reason.
You agree to indemnify, defend and hold harmless MSHCA and its officers, managers, members, employees, contractors, agents, licensors, service providers, subcontractors and suppliers from and against any and all losses, liabilities, expenses, damages and costs, including reasonable attorneys' fees and court costs, arising or resulting from your use of the website and any violation of these Terms and Conditions. If you cause a technical disruption of the website or the systems transmitting the website to you or others, you agree to be responsible for any and all losses, liabilities, expenses, damages and costs, including reasonable attorneys' fees and court costs, arising or resulting from that disruption. MSHCA reserves the right, at its own expense, to assume exclusive defense and control of any matter otherwise subject to indemnification by you and, in such case, you agree to cooperate with MSHCA in the defense of such matter.
MSHCA’s trademarks, trade dress, logos, service marks, slogans, copyrights, and other identifiers and intellectual property are the sole property of MSHCA. All content on this site, such as text, graphics, logos, images, and digital downloads is property of MSHCA or its content suppliers and protected by United States and international copyright laws. Information contained in this site may be printed for your personal, non-commercial use only.
In addition to the other restrictions on use set forth elsewhere in these Terms and Conditions, you may not modify, publish, adapt, transmit, participate in the transfer or sale, exhibit, distribute, display, reverse engineer, decompile, dissemble, perform, reproduce, create derivative works from, or in any way exploit any of the website content, in whole or in part. Downloading or copying website content is expressly prohibited except as provided herein. You may not download or copy any of the product or services listings, descriptions, or prices except as otherwise permitted herein, nor may you frame or utilize framing techniques to enclose any trademark, logo, or copyrightable or copyrighted material from the website or use any meta tags or any other hidden text utilizing our names or trademarks, without our express written consent. Permission is granted to download, print and store selected portions of the website content, provided you (1) only use these copies of the website content for your own personal, non-commercial use, solely for the limited purposes allowed hereunder and for no other purpose whatsoever, (2) do not copy or post the website content on any network computer or broadcast or otherwise publish the website content in print, electronic or any other media or format, (3) do not use the website content for presentations, correspondence or any other communications which are not directly related to your personal, non-commercial use, and (4) do not modify or alter the website content in any way, or delete or change any copyright or trademark notice. No right, title or interest in any downloaded materials is transferred to you as a result of any such downloading. MSHCA reserves complete title and full intellectual property rights in all website content. Any other use of materials on this website, including reproduction for purposes other than those noted above, modification, distribution, or republication, without prior written permission of MSHCA, is strictly prohibited.
If you choose to leave this site via a link contained herein and view content that is not provided by MSHCA, you do so at your own risk. The information being provided is strictly as a courtesy and we make no representation as to the completeness or accuracy of information provided at these websites. The content to which you link will not have been developed or otherwise reviewed by MSHCA. Nor is MSHCA liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the web sites you are linking to.
When you send us an e-mail to inquire about our products and services, we collect your name and e-mail address and use this to reply to your inquiry. We use the email address you provide us so that we can send you e-mail communications about various matters such as information about new products and services and notifications and updates about existing products and services. You agree that we can send you such email communications. You can unsubscribe from one or more of our e-mail communications at any time by clicking the unsubscribe link at the bottom of any e-mail communication that you receive from us. To see what personal information we collect when you sign up for any of our on-line services, and how we use, share, store and protect that information, see the MSHCA Privacy Policy published on this website.
Rule 606 requires broker-dealers that route customer orders in equities and option securities to publish quarterly reports that provide a general overview of their routing practices. In this report, the venues to which non-directed customer orders in U.S. exchange-listed equity securities and options were routed for execution must be disclosed, as well as the nature of any relationship the broker-dealer has with each venue. The purpose of this report is to provide the public with information on how broker-dealers route orders, enable the evaluation of order routing practices, and foster competition among market participants.
Please visit our website at mshowells.com to see historical quarterly reports of MSHCA routing practices.
MSH Capital Advisors LLC (SMHCAroutes all option orders to our clearing firm, Pershing, LLC (Pershing). MSH does not route to any destinations directly, nor does MSH receive any compensation for directing option order flow to Pershing. Pershing selects the broker-dealer for option execution and may receive compensation for directing such orders.
MSH routes all equity orders through our clearing firm, Pershing, LLC (Pershing), or Bank of America Merrill Lynch/BofA Securities Incorporated (BAML) to market centers, which include national securities exchanges, alternative trading systems, electronic communications networks, and broker-dealers. These firms may receive compensation or other consideration (payment for order flow) for directing such orders to particular broker-dealers or market centers for execution.
MSH does not receive compensation for routing order flow to Pershing or BAML. MSH has an agreement with Pershing and an agreement with BAML which includes an execution fee to route orders. In addition, MSH is charged an execution fee or rebated in accordance with the national securities exchanges published rates. Fees and rebates are non-negotiable, set by the national securities exchanges, and may contain tiers based on volume thresholds. Sometimes, the credits or rebates offered by a market center may exceed the charges assessed.
We, our partners, affiliates, vendors, service providers and others may use various tools to collect data when you visit our sites and apps, including cookies, pixels, local storage, and other similar technologies. Some of these technologies store data in the browser or on your device. Other technologies may use network-related or other information to recognize your device (e.g., IP address). We use these technologies, for example, when you first request a web page and data is then stored on your computer or other device so the website or mobile application can access personal information when you make subsequent requests for pages. These technologies may also be used to collect and store information about your usage of the services, such as pages you have visited, other content you viewed, and search history. We may collect your personally identifiable information about your online activities over time and across different websites when you use the Services.
Your web browser can be set to allow you to control these technologies, such as whether you will accept cookies, reject cookies, or to notify you each time a cookie is sent to your browser. If your browser is set to reject cookies, websites that are cookie-enabled will not recognize you when you return to the website, and some website functionality may be lost. To find out more about cookies, visit www.aboutcookies.org.
We may provide links to websites and other third-party content (e.g., social media platforms) that are not owned or operated by us. If you provide any personal information through a third-party site, your interaction and your personal information will be collected by and controlled by the privacy policy of that third party site. We recommend that you familiarize yourself with the privacy policies and practices of any such third parties, which are not governed by this Privacy Policy.
Cookies are small text files that are placed on your computer, mobile device or any other device by a website, containing details of your browsing history on that website among its many uses. Cookies can be persistent or session cookies. Persistent cookies remain on your personal computer or mobile device when you go offline, while session cookies are deleted as soon as you close your web browser. We use both session and persistent cookies for the purposes set out below:
We use the following categories on our websites:
We use the following categories on our websites:
Cookies do not typically contain any information that personally identifies a user, but personal information that we store about you may be linked to the information stored in and obtained from cookies. We do not store sensitive personal information, such as mailing addresses, account passwords, etc. in the cookies we use. For further information on how we use, store and keep your personal data secure, see our Privacy Policy.
If you prefer to avoid the use of cookies on the website, first you must disable the use of cookies in your browser and then delete the cookies saved in your browser associated with this website. You may use this option for preventing the use of cookies at any time. If you do not accept our cookies, you may experience some inconvenience in your use of the website and some features may not function properly. If you'd like to delete cookies or instruct your web browser to delete or refuse cookies, please visit the help pages of your web browser.
For the Chrome web browser, please visit: https://support.google.com/accounts/answer/32050
For the Internet Explorer web browser, please visit: http://support.microsoft.com/kb/278835
For the Firefox web browser, please visit: https://support.mozilla.org/en-US/kb/delete-cookies-remove-info-websites-stored
For the Safari web browser, please visit: https://support.apple.com/guide/safari/manage-cookies-and-website-data-sfri11471/mac
For any other web browser, please visit your web browser's official web pages.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by MSHCA), will be profitable or equal any historical performance level(s).
We are not FDIC insured. No Bank, State, or Federal Guarantee or insurance of funds is provided. MSHCA cannot guarantee any specific future financial results or provide any warranty against financial loss.
We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.
If you have questions, please contact us.
Investment advisory services are offered through MSH Capital Advisors LLC (MSHCA), an SEC-registered investment adviser. Registration with the SEC does not imply a certain level of skill or training. Securities are offered through M.S. Howells & Co., a registered broker/dealer and Member of FINRA/SIPC. Insurance services are offered through MS Insentra LLC, an affiliate Insurance Marketing Organization (not member FINRA/SIPC). This site is published for residents of the United States only. Registered Representatives of M.S. Howells & Co. may only conduct business with residents of the states and jurisdictions they are properly registered. Not all the products and services referenced on this site are available in every state and through every representative or advisor listed. Neither M.S. Howells & Co., MSH Capital Advisors LLC (MSHCA), nor MS Insentra LLC provides legal or tax advice.
To check firm or individual backgrounds: FINRA’s BrokerCheck | SEC Advisor Info.